Jonathan Katz - PDFSEARCH.IO - Document Search Engine

Jonathan Katz
Results: 377

#	Item
241	December 12,2003 Sec ,rities Exchange Commission (SEC) Jonathan G. Katz, Secretary 450 Fifth Street, NW Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-12-31 07:37:09 Financial markets Financial services Funds Institutional investors Exchange-traded fund Mutual fund Short Hedge fund Christopher Cox Financial economics Investment Finance
242	April 8, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street N.W. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-30 12:58:01 Finance Collective investment schemes Employment compensation Mutual fund 401 Pension Futures contract Financial economics Investment Financial services
243	March 24,2004 Jonathan G. Katz, Secretary U.S. Security and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-08 12:52:19 Institutional investors Collective investment schemes Mutual fund fees and expenses Mutual fund Investment management Financial adviser Financial economics Investment Financial services
244	N A T I O N AALS S O C I A T I O NF O R V A R I A B L EA N N U I T I E S July 20,2004 Jonathan G. Katz Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-07-27 11:13:49 United States securities law Insurance Financial institutions Institutional investors Annuity U.S. Securities and Exchange Commission Life insurance Life annuity Investment Company Act Financial economics Investment Economics
245	October 31, 2005 Jonathan G. Katz, Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-01 12:09:17 Sarbanes–Oxley Act Business Form 8-K Filing Government Securities and Exchange Commission Form 10-Q SEC filings Law Form 10-K
246	EWT January 3 1,2005 Jonathan G. Katz Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-08 07:59:25 Investment Stock market Economy of the United States Mathematical finance Regulation NMS United States Securities and Exchange Commission New York Stock Exchange Algorithmic trading Order Financial markets Financial economics Finance
247	January 31, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-01 10:06:34 United States securities law Finance Investment Securities United States Securities and Exchange Commission Securities Act Form 10-K Prospectus Securities Exchange Act SEC filings Financial economics Stock market
248	October 31, 2005 Jonathan G. Katz, Secretary Securities and Exchange Commission 100 F Street, NE Washington, D.C[removed]Re: File Number S7-08-05: Revisions to Accelerated Filer Definition and Accelerated Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-10-31 14:26:44 Form 10-K Business Auditing Corporate governance United States corporate law Securities and Exchange Commission Form 10-Q Government Sarbanes–Oxley Act Independent Community Bankers of America SEC filings United States securities law Finance
249	L January 11,2004 Securities Exchange Commission (SEC) Jonathan G. Katz, Secretary 450 Fifth Street, NW Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-29 09:36:39 Collective investment schemes Financial services Institutional investors Mutual fund Exchange-traded fund U.S. Securities and Exchange Commission Closed-end fund Mutual Fund Directors Forum Hedge fund Financial economics Investment Funds
250	1 July 3,2003 Mr. Jonathan G. Katz Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-08-15 11:38:30 Finance Hedge fund Commodity Futures Trading Commission Commodity pool Commodity Pool Operator National Futures Association Securities regulation in the United States Futures contract Commodity trading advisor Financial economics Commodities market Investment

UPDATE